U.S. flag

An official website of the United States government

NCBI Bookshelf. A service of the National Library of Medicine, National Institutes of Health.

WHO guideline for non-surgical management of chronic primary low back pain in adults in primary and community care settings [Internet]. Geneva: World Health Organization; 2023.

Cover of WHO guideline for non-surgical management of chronic primary low back pain in adults in primary and community care settings

WHO guideline for non-surgical management of chronic primary low back pain in adults in primary and community care settings [Internet].

Show details

2Methods

The guideline was developed in accordance with the process described in the WHO handbook for guideline development (7).

2.1. Contributors to guideline development

The groups involved in the development of the guideline are described below.

2.1.1. WHO Steering Group

In the first stage of development in 2020, the Technical Unit established an internal WHO Steering Group. The role of the Steering Group was to provide administrative, procedural and technical oversight throughout development. Steering Group members were selected from various WHO Technical Units (Access to Medicines and Health Products; Health Products Policy and Standards; Demographic Change and Healthy Ageing; Integrated Health Services; Mental Health and Substance Use; Gender, Equity and Human Rights; Health Promotion; Sensory Functions, Disability and Rehabilitation; Quality Health Services; and Traditional, Complementary and Integrative Medicine) at WHO headquarters, based on the relevance of the work. Departmental directors were asked to nominate a representative for the Steering Group while WHO staff working in regional offices with an ageing portfolio were also invited.

Initially, the Steering Group considered the scope and key questions for the guideline and how it could optimally support the expressed needs of Member States. The Steering Group supported the development of a guideline proposal for the WHO Guideline Review Committee (April 2021). Subsequently, the Steering Group oversaw the selection and approval of members of the Guideline Development Group (GDG) and External Review Group (ERG) and participated in the first meeting of the GDG (June 2021). After the initial GDG meeting, the Steering Group oversaw the selection of suppliers for evidence syntheses and observed the second meeting of the GDG (September 2022) where evidence syntheses were interpreted, and recommendations proposed. Finally, the Steering Group reviewed and approved the draft guideline.

2.1.2. Guideline Development Group (GDG)

The 25-member GDG consisted of multidisciplinary clinical experts and experts in the following fields: gender, healthy equity and human rights; guideline methods; epidemiology; ageing; traditional, complementary and integrative (TCI) medicine; as well as a person with chronic LBP. Web Annex A summarizes the processes used to select and appoint GDG members and provides additional details of GDG membership profiles, including regional representation, clinical disciplines (where relevant) and expertise.

The GDG participated in four virtual series of meetings. The first meeting, held over three days (June 2021), aimed to reach consensus on scope, population, priority questions (interventions for evidence reviews, including comparators) and critical outcomes. The selection of critical outcomes was considered in the context of what people with CPLBP value as the most important outcomes from interventions. In the second (September 2022) and third (December 2022) meeting series, the GDG examined and interpreted evidence and participated in a consensus-based approach to propose recommendations for the guideline. These initial three meetings were facilitated by an independent methodologist and co-chaired by two GDG members. The WHO Technical Unit supported the meetings and presented across the sessions. The GDG convened for a fourth meeting series in March 2023 to review the draft recommendations that had been proposed in the previous two meeting series. The purpose of the fourth meeting was to ensure consistency in judgements and application of decision criteria across the recommendations and to propose revisions for consensus decisions, where appropriate. The GDG reviewed and approved the final guideline document and its recommendations.

2.1.3. External Review Group (ERG)

The ERG comprised 14 members, representing a diverse mix of clinical disciplines, technical skills and a person with chronic LBP. In particular, ERG members were appointed where they could complement the skills and knowledge of GDG members and fill any gaps in discipline representation on the GDG. Web Annex A summarizes the processes used to select and appoint ERG members and provides additional details of ERG membership profiles, including regional representation, clinical disciplines (where relevant) and expertise.

2.1.4. Guideline methodologist

An independent guideline methodologist was appointed to support the Technical Unit, Steering Group and GDG in the recommendation development process. This role included facilitation at the first three GDG meeting series, specifically guiding the GDG to define each PICO in the first meeting and the formulation of proposed recommendations in the second and third GDG meeting series using GRADE and Evidence-to-Decision (EtD) framework processes (63, 64).

2.1.5. Systematic review teams

Seven review teams were commissioned to undertake systematic reviews of benefits and harms of the prioritized interventions, either performing a new review or by updating an existing Cochrane review or non-Cochrane review (appraised by the Technical Unit as high or moderate quality using the AMSTAR-2 tool (65)) published between 2011-2021. Another team was commissioned to perform a qualitative evidence synthesis concerning the acceptability of, and values and preferences for, interventions and care for chronic LBP among older people and/or their caregivers or family.

2.1.6. Observers

Global or regional organizations (clinical, professional and civil society) with an interest in the topic and governments that supported the guideline project were invited to nominate a representative to attend the second GDG meeting series as an observer. Fourteen observers attended the second GDG meeting series. Observers did not participate in any discussions (verbal or using the videoconference chat).

Integrating lived experience expertise

WHO recommends that perspectives of end-users of guidelines are genuinely integrated into the development its guidelines (7). For the guideline, a person with chronic LBP experience was included in both the GDG and the ERG. The GDG member was involved in the development of the guideline from inception, including formulating critical outcomes, prioritizing interventions for evidence review and actively participating in formulation of recommendations. The chairs of the GDG meetings ensured that the views of this person were sought at decision points. Among GDG members, 35% also identified as having experience of chronic LBP. An evidence synthesis of primary qualitative studies was commissioned to capture perspectives of older people with chronic LBP (see Section 2.4)

2.2. Declarations of interests by external contributors

WHO imposes clear processes and criteria to manage contributors to WHO products including guidelines (7). All external contributors were required to complete a standard declaration of interest (DOI) and confidentiality undertaking (CU). Observers completed a CU only. The Technical Unit reviewed all DOI forms and curriculum vitae to determine whether any conflicts of interest existed. All findings from the DOI forms were managed in accordance with WHO DOI guidelines on a case-by-case basis. Some DOIs were managed with specific actions, including: 1) conditional participation of the individual in the guideline development process; 2) partial exclusion; or 3) total exclusion. A summary of the GDG and ERG DOIs and how conflicts of interest were managed is provided in Web Annex A. None of the other declared interests by GDG or ERG members were considered serious enough to pose any risk to the guideline development process or to reduce its credibility.

2.3. Identifying priority questions and outcomes

Following the draft priority questions by the WHO Steering Group, the GDG further discussed priority questions in the PICO format at its first meeting in June 2021. Facilitated discussions, real-time voting and out-of-session voting using online surveys were used to arrive at consensus decisions for the most important interventions for consideration in evidence reviews and critical outcomes for all adults and for older people. Prioritization of outcomes was undertaken using the methods recommended by WHO (7). In this process, GDG members ranked potential outcomes in terms of importance on a scale of 1 to 9 as recommended by GRADE (where 1–3 indicates the outcome was not important, 4–6 the outcome was important, and 7–9 the outcome was critical). Those outcomes with a median score of 7 or more were retained as critical. Final decisions arising from these iterative processes are outlined in Table 2.

Table 2. Overview of the guideline structure.

Table 2

Overview of the guideline structure.

2.4. Evidence search, retrieval and syntheses

Quantitative evidence syntheses

WHO commissioned quantitative systematic evidence syntheses of randomized controlled trials (RCTs) to evaluate the benefits and harms (as reported in included trials) of each of the prioritized interventions compared with no care (including trials where the effect of an intervention could be isolated), placebo or usual care for each of the critical outcomes (refer to Table 2 for the PICO criteria for selecting evidence). Research designs other than RCTs were not considered. Non-English publications were considered. Systematic evidence reviews were undertaken in accordance with the methods described in the Cochrane Handbook for Systematic Reviews of Interventions and the Agency for Healthcare Research and Quality (AHRQ) Methods Manual (68, 69). Cochrane and AHRQ standards were followed for systematic searches, risk of bias assessment and estimates of treatment effect. Data from RCTs were aggregated for meta-analyses where pooling was considered appropriate, or in a narrative summary where pooling of data was considered inappropriate by the systematic review team.

Each systematic review team developed a full protocol to describe their planned methods for literature searching including databases searched and time periods used, search strategies, trial selection, data extraction, appraisal/risk of bias assessment, and data synthesis and reporting. Protocols were reviewed and edited by the WHO Technical Unit, independent methodologist and shared with the GDG for feedback, prior to being finalized and published in an open access repository (Web Annex B).

For each intervention, systematic review teams developed structured evidence syntheses for each outcome at pre-specified time-points, by comparator, including subpopulation analyses, in a Grading of Recommendations, Assessment, Development and Evaluations (GRADE) evidence profile table format. The GRADE system is used to assesses the certainty of a body of evidence for a given outcome of a specific intervention in a population or subpopulation (63). GRADE assessments are based on five criteria (Annex 1, Table A1) (7072). Assessments based on these criteria informed the determination of the certainty of evidence for each outcome and certainty was graded as high, moderate, low or very low (Annex 1, Table A2). The GDG determined the overall certainty of evidence across all critical outcomes for each recommendation and the GDG determination may have differed from that of the systematic review supplier. If the certainty of evidence was the same for all critical outcomes, or if the estimates for each outcome were in a consistent direction (i.e. all outcomes were in the direction of benefit or no difference, or vice versa) then the highest certainty rating was applied overall. Where there was inconsistency in estimates and certainty ratings, the lowest certainty rating was applied. Where there were some critical outcomes that the GDG deemed sufficient to support a recommendation, the highest certainty rating overall was selected, provided the recommendation remained unchanged even if there was lower certainty for another critical outcome.

The results of the quantitative evidence syntheses for each intervention are presented as subsections within the section 4.3 Evidence and recommendations for each intervention (p. 34), including the benefits and harms of the intervention and certainty of evidence.

Qualitative evidence synthesis

The qualitative synthesis focussed on older people only, rather than all adults, since fewer trials were expected to evaluate the benefits and harms of the prioritized interventions in older adults separately. In this context, the synthesis was commissioned to provide the GDG with additional insights into the values and preferences, resource implications, equity, acceptability and feasibility of the interventions and their outcomes from the perspective of older people and/or their carers in order to support an Evidence-to-Decision process. The synthesis was undertaken in accordance with the Cochrane Effective Practice and Organisation of Care (EPOC) protocol and review template (73).

Qualitative data were analysed using a best-fit framework synthesis, informed by existing evidence and the PROGRESS-Plus framework that address issues related to equity (7476). The certainty of evidence for each finding was assessed using the GRADE-CERQual (Confidence in the Evidence from Reviews of Qualitative research) method, which includes evaluation of methodological limitations, coherence of the studies to the review finding, adequacy of data and relevance (77). After assessing each component, an overall determination of the confidence of evidence supporting the review finding was ranked as high, moderate, low or very low (Annex 1, Table A3) (77).

Results arising from the qualitative evidence synthesis that were generic to all interventions are presented in a separate section (Section 4.2) prior to the recommendations.

Intervention-specific evidence for values and preferences, resource implications, equity, acceptability and feasibility are integrated into the Summary of Evidence subsection for each intervention included in the section 4.3 Evidence and recommendations for each intervention (pages. 34-38).

2.5. Formulating recommendations: Evidence-to-Decision (EtD) approach

Recommendations for the guideline were formulated based on the GRADE Evidence-to-Decision (EtD) approach for public health interventions (64).

Familiarizing the GDG with the evidence

Prior to the GDG proposing draft recommendations in its second meeting series (September 2022), the GDG received an EtD summary document for each intervention, including GRADE evidence profile tables for each comparator, with detailed subpopulation analyses. In addition to evidence profile tables, each summary document provided the qualitative evidence (including confidence in the evidence) for the EtD domains of values and preferences, resource implications, equity, acceptability and feasibility of the interventions and their outcomes from the perspective of older people and/or their carers. Definitions of the EtD domains considered are summarized in Table 3 (7).

Table 3. EtD domains that informed the direction and strength of a recommendation.

Table 3

EtD domains that informed the direction and strength of a recommendation.

Proposing recommendations

The GRADE recommendation formulation approach was guided by the independent methodologist using a semi-structured facilitation process. The GDG was supported to interpret the evidence of benefits and harms for each intervention by reviewing GRADE evidence profile tables with reference to the GRADE certainty-of-evidence assessments and considering what a clinically worthwhile effect would be.

Determination of what is a clinically worthwhile effect for an intervention is context-specific and should consider what is meaningful to people with CPLBP (78, 79). The GDG was responsible for determining worthwhile benefit and risk of harm for an intervention, considering the effect size estimates from systematic reviews and other factors related to the delivery and accessibility of an intervention and what might constitute a meaningful benefit for a person with CPLBP. To assist the GDG, suggested benchmarks for effects that might be clinically worthwhile were provided by systematic review teams as a guide, rather than a definitive threshold, for the GDG to consider. This approach overcomes forcing a decision based on a single (arbitrary) effect size. For example, the following guiding benchmarks on clinical relevance were provided to the GDG:

  • Small: mean difference (MD) 0.5 to 1.0 point on a scale of 0 to 10, or equivalent; standardized mean difference (SMD) 0.2 to 0.5; or risk ratio (RR) 1.2 to 1.4. Effects were considered “trivial” where the estimates were statistically significant, but of a magnitude smaller than the thresholds for a “small” effect.
  • Moderate: MD > 1 to 2 points on a scale of 0 to 10, or equivalent; SMD > 0.5 to 0.8; or RR 1.5 to < 2.0.
  • Large: MD > 2 points on a scale of 0 to 10, or equivalent; SMD >0.8, or RR ≥ 2.0.

The GDG was guided in making a judgement on the benefits, harms, and balance of benefits and harms for each intervention by considering the quantitative evidence and the certainty of the evidence, as presented in GRADE evidence profile tables and as summarized by systematic review suppliers in the meeting. The GDG was then guided in making judgements on the other EtD domains (Table 3). Judgements regarding values related to the outcomes and preferences related to the interventions were based on GDG members’ experience, knowledge and observations of their own contexts, as were judgements related to acceptability and feasibility. Discussion and judgmentsjudgements regarding equity and human rights during the GDG meeting focused on vulnerable populations such as the older person and those GDG members with lived experiences and/or particular expertise in gender, equity and human rights were asked expressly to comment on the potential consequences of implementing or not implementing an intervention with respect to this domain.

For the EtD domain “resource implications”, the GDG considered up to three information sources, including:

  1. Evidenceevidence from the qualitative evidence synthesis, where data were available.;
  2. Evidenceevidence of resource burden from the included trials, such as the number and duration of treatment sessions.; and
  3. GDG members’ own knowledge and experience relatedrelating to treatment costs within their setting/region, while acknowledging that subsidies for treatment would vary between health systems.

Judgements relevant to values and preferences, acceptability, feasibility, and equity and human rights pertaining to older people specifically were informed by the qualitative evidence synthesis. Where qualitative evidence was lacking for a particular domain or intervention, judgements were determined based on the experience and observation of the GDG, as for all adults.

Guided by the methodologist, initial draft recommendations were proposed by means of a process which was designed to achieve consensus among GDG members regarding whether to make a recommendation (or not make a recommendation), and the direction and strength of that recommendation, when proposed. Consensus is defined as the situation in which a pre-specified threshold of GDG members (as determined by the GDG) can agree to, or can “live with”, the recommendation as proposed (direction and strength), and includes the option to make “no recommendation”, where appropriate. Consensus is still considered to have been achieved where there are minor disagreements concerning the supporting remarks or key considerations, or their supporting rationale statement.

Principles and thresholds for decisions on recommendations

Principles and thresholds for agreeing on recommendations and other decisions were established at the beginning of the second GDG meeting series (September 2022). The GDG decided that a quorum of at least two thirds of GDG members needed to participate in any proposal of a recommendation, and that at least 60% of GDG members in attendance needed to agree on the proposal to formulate (or not) a recommendation, along with its direction and strength. All proposals for recommendations (or not to make a recommendation) were finally presented to the entire GDG in its fourth meeting in April 2023 (see Section 2.6), allowing for further discussion and out-of-session voting to ensure all members could vote on and/or approve a final recommendation decision for each intervention. Where a decision about the strength of a recommendation in a particular direction was needed (i.e. conditional versus strong), at least 70% of GDG members were required to endorse it as strong, which is consistent with published criteria when using the GRADE approach in guidelines development (80).

The GDG considered the direction and strength of a recommendation using the criteria outlined in Table 4. The GDG also considered related recommendations for older people, where relevant, and formulated accompanying remarks that should be considered in conjunction with the recommendation. In general, strong recommendations were limited to those recommendations where there was moderate or high certainty evidence in support of a balance in favour of benefits over harms (or vice versa), and/or when interventions were judged to be highly acceptable, feasible, would increase equity and where people with CPLBP placed a high value on the outcomes of the intervention. Conditional recommendations were made when overall certainty was low or very low, and/or when the judgements in other domains indicated variability or uncertainty. In most situations, guidance from WHO about an intervention is needed, although WHO processes allow for no recommendation to be made in some circumstances. A good practice statement was formulated to reflect a body of indirect evidence that is difficult to summarize and indicates that the desirable consequences of the intervention far outweigh its undesirable consequences, and that as such the intervention is recommended. Table 4 provides operational definitions of these categories (7).

Table 4. Operational definitions for developing recommendations.

Table 4

Operational definitions for developing recommendations.

2.6. Document preparation and peer review

Following the third GDG meeting series in December 2022, the WHO Technical Unit prepared a draft of the full guideline document to reflect the deliberations and proposals of the GDG. It was sent electronically to the Steering Group members and GDG members for review and comment in January 2023. A fourth meeting series was held in March 2023 to discuss feedback on the draft and review consistency across proposed recommendations. In this fourth meeting, GDG members considered revisions to some draft recommendations and these were accepted or rejected based on out-of-session voting by all members, using the same acceptance criteria described previously: at least 60% of the GDG needed to support a final recommendation and at least 70% needed to support a proposal where a decision was required on the strength of a recommendation (e.g. conditional versus strong). A revised document was recirculated to the GDG and Steering Group (April 2023). Subsequently, a further revised draft was circulated to the ERG members for peer review. The Technical Unit carefully evaluated the input of GDG members and ERG peer reviewers for inclusion in the guideline document and made final revisions. The document was submitted to the WHO Guideline Review Committee for approval in June 2023. Further modifications to the guideline were limited to corrections of factual errors and improvements in language to address any lack of clarity and to conform to WHO style.

© World Health Organization 2023.

Sales, rights and licensing. To purchase WHO publications, see https://www.who.int/publications/book-orders. To submit requests for commercial use and queries on rights and licensing, see https://www.who.int/copyright.

Third-party materials. If you wish to reuse material from this work that is attributed to a third party, such as tables, figures or images, it is your responsibility to determine whether permission is needed for that reuse and to obtain permission from the copyright holder. The risk of claims resulting from infringement of any third-party-owned component in the work rests solely with the user.

Some rights reserved. This work is available under the Creative Commons Attribution-NonCommercial-ShareAlike 3.0 IGO licence (CC BY-NC-SA 3.0 IGO; https://creativecommons.org/licenses/by-nc-sa/3.0/igo).

Under the terms of this licence, you may copy, redistribute and adapt the work for non-commercial purposes, provided the work is appropriately cited, as indicated below. In any use of this work, there should be no suggestion that WHO endorses any specific organization, products or services. The use of the WHO logo is not permitted. If you adapt the work, then you must license your work under the same or equivalent Creative Commons licence. If you create a translation of this work, you should add the following disclaimer along with the suggested citation: “This translation was not created by the World Health Organization (WHO). WHO is not responsible for the content or accuracy of this translation. The original English edition shall be the binding and authentic edition”.

Any mediation relating to disputes arising under the licence shall be conducted in accordance with the mediation rules of the World Intellectual Property Organization (http://www.wipo.int/amc/en/mediation/rules/).

Bookshelf ID: NBK599205

Views

Recent Activity

Your browsing activity is empty.

Activity recording is turned off.

Turn recording back on

See more...